0001144204-16-078449.txt : 20160202 0001144204-16-078449.hdr.sgml : 20160202 20160202150858 ACCESSION NUMBER: 0001144204-16-078449 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160202 DATE AS OF CHANGE: 20160202 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ONVIA INC CENTRAL INDEX KEY: 0001100917 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 911859172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58749 FILM NUMBER: 161380545 BUSINESS ADDRESS: STREET 1: 509 OLIVE WAY, SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-373-9404 MAIL ADDRESS: STREET 1: 509 OLIVE WAY, SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: ONVIA COM INC DATE OF NAME CHANGE: 19991213 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MILLER LLOYD I III CENTRAL INDEX KEY: 0000949119 FILING VALUES: FORM TYPE: SC 13G/A SC 13G/A 1 v430297_sc13ga.htm SC 13G/A

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

________________

 

SCHEDULE 13G/A

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2(b)

(Amendment No. 4)*

 

Onvia, Inc.
(Name of Issuer)
 
Common Stock
(Title of Class of Securities)

 

  68338T403  
  (CUSIP Number)  
     
  December 31, 2015  
 

(Date of Event which Requires Filing of this

Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o Rule 13d-1(b)

þ Rule 13d-1(c)

o Rule 13d-1(d)

 

Page 1 of 5

     

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

  

 

SCHEDULE 13G/A4

 

CUSIP No. 68338T403   Page 2 of 5 Pages

 

1 NAME OF REPORTING PERSON
Lloyd I. Miller, III
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o
  (b) o
3 SEC USE ONLY
 
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5 SOLE VOTING POWER
971,559
6 SHARED VOTING POWER
0
7 SOLE DISPOSITIVE POWER
971,559
8 SHARED DISPOSITIVE POWER
0

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

971,559

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* o
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
13.6% 1 2
12 TYPE OF REPORTING PERSON
IN-OO **

*SEE INSTRUCTIONS BEFORE FILLING OUT!

 

** See Item 4.

 

 

1As reported on Form 8-A dated May 5, 2011, the Issuer is a party to that certain Section 382 Rights Agreement, dated May 4, 2011, which contains, among other things, provisions requiring approval of the Issuer’s board of directors for parties to acquire more than 4.9% of the Issuer’s Common Stock (without triggering certain events). On May 6, 2014, Mr. Miller received approval from the Issuer’s board of directors to purchase the shares reported herein.

 

2The percentage reported in this Schedule 13G/A is based upon 7,120,629 shares of Common Stock outstanding calculated according to (i) the Form 10-Q filed by the Issuer on November 5, 2015 and (ii) the Form 8-K filed by the Issuer on December 21, 2015.

 Page 2 of 5

 

Item 1(a). Name of Issuer: Onvia, Inc.
     
Item 1(b). Address of Issuers’s Principal Executive Offices: 509 Olive Way
    Suite 400
    Seattle, Washington 98101
     
Item 2(a). Name of Person Filing: Lloyd I. Miller, III
     
Item 2(b). Address of Principal Business Office or, if None, Residence: 3300 South Dixie Highway
    Suite 1-365
    West Palm Beach, Florida 33405
     
Item 2(c). Citizenship: U.S.A.
     
Item 2(d). Title of Class of Securities: Common Stock
     
Item 2(e). CUSIP Number: 68338T403

 

Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b) OR 13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS A:
   
  Not Applicable, this statement is filed pursuant to 13d-1(c)
   
Item 4.

OWNERSHIP: The reporting person has sole dispositive and voting power with respect to 971,559 of the reported securities as (i) manager of a limited liability company that is the general partner of certain limited partnerships, (ii) manager of a limited liability company that is the adviser to a certain trust, and (iii) an individual.

 

 

  (a) 971,559
     
  (b) 13.6%
     
  (c) (i) sole voting power: 971,559
     
    (ii) shared voting power: 0
     
    (iii) sole dispositive power: 971,559
     
    (iv) shared dispositive power: 0

 

Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
   
  Not Applicable
   
Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
   
  Other that shares held directly by Lloyd I. Miller, III, persons other than Lloyd I. Miller, III have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the reported securities.
   
Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:
   
  Not Applicable

 

 Page 3 of 5

 

 

Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
   
  Not Applicable
   
Item 9. NOTICE OF DISSOLUTION OF GROUP:
   
  Not Applicable
   
Item 10. CERTIFICATION:
   
  By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 Page 4 of 5

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 2, 2016 /s/ Lloyd I. Miller, III
  Lloyd I. Miller, III

 

 Page 5 of 5